KYC AML Analyst
Commonwealth Financial Network is a company focused on delivering exceptional service and creating an advisor-focused experience. They are seeking a KYC AML Analyst to conduct investigations and support AML initiatives while ensuring compliance with regulatory requirements.
Responsibilities
- Assisting in CIP Process for new and existing clients
- Performing complex analysis and reporting in accordance with written policies and procedures
- Conducting in depth review of transactional activity, emails, and general notes to comprehend rational for trading and account activity
- Compiling and performing advanced analysis on Customer Due Diligence documentation and research
- Developing timely and accurate OSINT to detect and mitigate risks
- Reporting any negative results in a timely manner to team leaders
- Carrying out other research projects as requested
Skills
- Skilled at customer service and demonstrated ability to manage difficult conversation/complaints
- Excellent interpersonal skills and ability to communicate effectively both verbally and in writing
- Practical experience in business and an understanding of business management
- Ability to handle highly confidential information professionally and with appropriate discretion
- Like to work independently as well as collaboratively within a group setting
- Ability to demonstrate flexibility to work well under pressure
- Demonstrated initiative and creativity in problem solving
- Ability to manage and learn multiple systems
- Proficiency in Microsoft Office (including Word, Excel and PowerPoint)
- Effective organizational skills
Benefits
- Generous bonus and 401(k) programs
- Tuition reimbursement
- Flexible work schedules
- Hybrid work schedule
- Incredible health care benefits
Company Overview